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A financial adviser who allowed clients to invest their pensions in unsuitable assets including the notorious Harlequin overseas property schemes... View Article
The professional body for the UK’s financial planning profession, the Personal Finance Society (PFS), has called on regulators to grant... View Article
Fears that increased regulatory costs and higher professional indemnity insurance (PII) premiums could lead to a squeeze on the availability... View Article
A freedom of information (FOI) request from consulting firm, Buck, has revealed that the Financial Conduct Authority (FCA) wrote to... View Article
Financial services businesses will be hit by higher fees for complaints handled by the Financial Ombudsman Service (FOS) under plans... View Article
The High Court has rejected an application for a judicial review of the Financial Ombudsman Scheme’s (FOS) handling of a... View Article
Around 1,600 IFA firms have been targeted by the FCA in a crackdown on defined benefit (DB) pension transfer advice.... View Article
The government says that the professional indemnity insurance (PII) rules are working well for most firms of Independent Financial Advisers... View Article
Failing to provide annual chair of trustees’ statements for defined contribution pension schemes has cost trustee firms maximum permitted fines.... View Article
A bid by PricewaterhouseCoopers (PwC) to block a tax negligence claim going to trial has failed. The firm’s argument that... View Article