Financial Services PI News

Deadline of Bank of England consultation on AI in financial services looms

January 27, 2023

Court finds in favour of broker in Harlequin related mortgage miss-selling claim

December 29, 2022

negative feedback and rate with bad smile face.

Fall in FOS complaints continues in H1 2022

November 21, 2022

multicultural businesspeople working in an office lobby

Firms have little time to meet the new Appointed Representative rules by FCA

October 28, 2022

couple signing loan agreement at the bank

Former directors successfully defend EBT tax claim after following accountants advice

September 29, 2022

hand using tablet with centralized cloud computing system concept

Financial security risks from wide-scale use of same cloud service providers

August 17, 2022

businessman talking about investment stock market and graph from computer laptop with broker trader, giving money plan management and analysis

FCA refuses compliance firm permission to run investment network

July 26, 2022

gold bitcoin trading crash red chart

Software developers not responsible for US$4.5 billion Bitcoin loss

June 20, 2022

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Financial Ombudsman increases maximum compensation to £375,000

May 30, 2022

gavel in front of yellow safety helmet

KPMG hit with £1.3bn negligence claim over Carillion audits

April 20, 2022

financial,stock,exchange,market,display,screen,board,on,the,street,

Financial watchdog aims to block firms’ plan to limit liabilities

March 15, 2022

network of consumers in the hands.

FCA issues second consultation on new ‘Consumer Duty’

February 28, 2022

business,assessment,and,audit.,magnifying,glass,on,a,financial,report.

Grant Thornton and partner fined for Interserve audit failings

December 29, 2021

close up pen on paperwork and woman hand calculate finance.

Insuring incompetent tax advisers will not protect consumers warns Institute

November 29, 2021

business handshake in the office

Blurring the lines between personal and professional behaviour – guidance for accountants

October 12, 2021

blue double exposure of money coins stacking with bar graph for financial and investment business concept.

Financial Conduct Authority plans to be a ‘more assertive’ regulator

September 9, 2021

istock 859630300 financial pension 900 700

Adviser ordered to pay compensation for flawed pension transfer advice

August 26, 2021

close up,of,pile,of,dirty,money,placed,in,washing,machine

Boutique investment bank fined for serious anti-money laundering failings

July 13, 2021

istock 1053486744 finance piggy bank money 700x467

Ombudsman orders adviser to pay client’s £60,000 tax bill

March 29, 2021

piggy bank

PI insurance could be compulsory for tax advisers under government plans

January 18, 2021

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